Changes in Sub. S-hldr's Int (Section 138 of CA 2016)
| SWS CAPITAL BERHAD |
Particulars of substantial Securities Holder
| Name | TAN SRI DATO’ SERI TAN KING TAI @ TAN KHOON HAI |
| Nationality/Country of incorporation | Malaysia |
| Descriptions (Class) | Ordinary shares |
Details of changes
| No | Date of change | No of securities |
Type of Transaction | Nature of Interest |
| 16 Mar 2020 | 350,000 |
Acquired | Indirect Interest | |
| Name of registered holder | TAN HUI LUN | |||
| Description of "Others" Type of Transaction | ||||
| 17 Mar 2020 | 50,000 |
Acquired | Indirect Interest | |
| Name of registered holder | TAN HUI LUN | |||
| Description of "Others" Type of Transaction | ||||
| 17 Mar 2020 | 170,500 |
Acquired | Direct Interest | |
| Name of registered holder | Tan Sri Dato' Seri Tan King Tai @ Tan Khoon Hai | |||
| Description of "Others" Type of Transaction | ||||
| 17 Mar 2020 | 3,000,000 |
Transferred | Direct Interest | |
| Name of registered holder | Tan Sri Dato' Seri Tan King Tai @ Tan Khoon Hai | |||
| Description of "Others" Type of Transaction | ||||
| 17 Mar 2020 | 3,000,000 |
Transferred | Indirect Interest | |
| Name of registered holder | TAN KEAN AIK | |||
| Description of "Others" Type of Transaction | ||||
| 18 Mar 2020 | 800,000 |
Disposed | Indirect Interest | |
| Name of registered holder | TAN KEAN AIK | |||
| Description of "Others" Type of Transaction | ||||
| 18 Mar 2020 | 347,700 |
Acquired | Direct Interest | |
| Name of registered holder | Tan Sri Dato' Seri Tan King Tai @ Tan Khoon Hai | |||
| Description of "Others" Type of Transaction | ||||
| Circumstances by reason of which change has occurred | Open and Off market deal |
| Nature of interest | Direct and Indirect Interest |
| Direct (units) | 20,915,225 |
| Direct (%) | 11.47 |
| Indirect/deemed interest (units) | 28,455,325 |
| Indirect/deemed interest (%) | 15.605 |
| Total no of securities after change | 49,370,550 |
| Date of notice | 18 Mar 2020 |
| Date notice received by Listed Issuer | 18 Mar 2020 |
| Remarks : |
The above transactions represented the followings: Direct: Acquisition (0.284%) Transferred (1.645%) Indirect: Acquisition (0.219%) Disposal (0.439%) Transferred (1.645%) Total no. of Securities held after the above transactions: Ordinary Shares:- Direct Interest: Tan Sri Dato' Seri Tan King Tai @ Tan Khoon Hai - 20,915,225 (11.470%) Indirect Interest: Puan Sri Datin Seri Chan Mei Cheng (Wife) - 8,774,656 (4.812%) Tan Hui Ting (Daughter) - 5,435,625 (2.981%) Tan Hui Lun (Daughter) - 9,096,794 (4.989%) Tan Kean Aik (Son) - 5,148,250 (2.823%) |
Announcement Info
| Company Name | SWS CAPITAL BERHAD |
| Stock Name | SWSCAP |
| Date Announced | 18 Mar 2020 |
| Category | Change in the Interest of Substantial Shareholder Pursuant to Section 138 of CA 2016 |
| Reference Number | CS2-18032020-00072 |