SWSCAP-WB

0.005

(%)

Changes in Sub. S-hldr's Int (Section 138 of CA 2016)

SWS CAPITAL BERHAD

Particulars of substantial Securities Holder

Name TAN SRI DATO' SERI TAN KING TAI @ TAN KHOON HAI
Nationality/Country of incorporation Malaysia
Descriptions (Class) Warrants

Details of changes

No Date of change
No of securities
Type of Transaction Nature of Interest
20 Oct 2020
3,207,500
Disposed Indirect Interest
Name of registered holder PUAN SRI DATIN CHAN MEI CHENG
Description of "Others" Type of Transaction

Circumstances by reason of which change has occurred Open market deal
Nature of interest Indirect Interest
Direct (units) 8,698,512
Direct (%) 9.541
Indirect/deemed interest (units) 10,489,963
Indirect/deemed interest (%) 11.506
Total no of securities after change 19,188,475
Date of notice 21 Oct 2020
Date notice received by Listed Issuer 21 Oct 2020


Remarks :
The above disposal represented 3.518% of the outstanding Warrants of the Company.

Total no. of warrants held after the above transaction:

Direct interest:

Tan Sri Dato' Seri Tan King Tai @ Tan Khoon Hai - 8,698,512 Warrants

Indirect interest:

Puan Sri Datin Seri Chan Mei Cheng (Wife) - 1,179,828 Warrants
Tan Hui Ting (Daughter) - 2,717,812 Warrants
Tan Hui Lun (Daughter) - 4,348,395 Warrants
Tan Kean Aik (Son) - 2,243,928 Warrants


Announcement Info

Company Name SWS CAPITAL BERHAD
Stock Name SWSCAP-WB
Date Announced 21 Oct 2020
Category Change in the Interest of Substantial Shareholder Pursuant to Section 138 of CA 2016
Reference Number CS2-19102020-00118